XBRL - A Small Cap Advantage

INTRODUCTIONcosts through the adoption of the XBRL
Recent revelations of shady accounting practicestechnology, including the reporting companies,
have fueled investor demand for moreinvestors, analysts, regulators and the media.
transparency in corporate reporting. NewFor reporting companies, reports that previously
regulatory rules such as Sarbanes-Oxley are alsotook weeks to prepare can be completed at a
driving the need for faster and more accuratefraction of the time and cost using XBRL. Since
reporting of financial results to investors and otherXBRL is a consistent language across all software
stakeholders. Unfortunately, preparation andformats, compiling a report is much easier. The
distribution of financial information to multipleright information goes to the decision makers
audiences can be time consuming for reportingmore quickly and frequently with less effort.
companies since different stakeholders requireXBRL eliminates the need for data to be retyped
different levels of detail or format. Even theand reformatted, thereby reducing the cycle time
recipients of these financial reports spendto prepare, read and distribute the reports.
considerable time retyping information into aDecision makers receive reports early enough to
spreadsheet or other database for aggregation orimpact operations positively. The timeliness of the
analysis.data distribution helps with competitive
An electronic language for financial reporting calledbenchmarking strategic decision-making, and
Extensible Business Reporting Language (XBRL)efficiency. We believe the benefits for investors
has been in development for a number of yearsand analysts are significant. XBRL technology could
and is being utilized by several major corporationsmore efficiently generate timely financial
around the world to report financial results. Withinformation and allow investors to more easily
XBRL, financial data from internal systems can beaccess and compare data. Rather than retyping
expressed in a single specification, which canfinancial information into a spreadsheet or financial
produce multiple outputs with no retyping required.database from printed documents or PDF files,
XBRL is a relatively easy to use standardizedinvestors could reduce analysis preparation time
format that is easily accessible and analyzed. Whileand cost by using XBRL tagged data to download
XBRL could benefit all companies that publish theirinformation directly from the Internet or database
financial results, we believe this technology isinto a spreadsheet. XBRL has particular interest
especially advantageous for small capitalizationfor the small cap arena. Small, publicly held
companies.companies often have difficulty getting analysts to
WHAT IS XBRL?track them as a potential investment opportunity.
XBRL is a freely licensable electronic language forReporting in XBRL format may increase the small
financial reporting which provides acompany's chance of appearing in financial
standards-based method to prepare, publish anddatabases thereby reaching more investors.
exchange financial statements of publicly tradedHaving information readily available in a standard
companies. It can be used across any platform,industry format that is easily distributed, analyzed,
software format or technology. It is important toand evaluated may increase the likelihood of the
note that use of the XBRL language in financialstock being included in financial databases and then
reporting will not result in additional disclosure fromtracked by analysts. Financial reporting in the
a company to its external constituents and willXBRL format may even potentially increase the
not require a company to change the waynumber of investment firms and analysts focusing
financial results are reported under currenton small cap stocks if information on small cap
accounting standards.companies is readily available in a reliable and cost
In order to understand how XBRL works and itseffective format.
benefits to the companies and end-users, it wouldXBRL could also benefit the media. The media
be helpful to describe how the current corporatereceives a deluge of information from hundreds
reporting process works. In the pre-XBRL world,of companies, often at the same time. With
typical steps involved in corporate reportingXBRL, the media will be able to immediately and
include: 1) processing financial transactions andautomatically extract data from financial
collecting data in operational data stores; 2)statements and earnings releases into
posting transactions to a general ledger systemspreadsheets allowing the media to easily report
via a chart of accounts; 3) consolidating generalon new developments in a company while being
ledgers from different units at a corporate level;able to focus on the big picture contained in the
4) creating and distributing management reportsManagement Discussion and Analysis section of
to support management decisions; and 5)SEC filings.
formatting consolidated financial information intoIt is likely that XBRL will reduce data gathering
various formats required by different externalcosts for third-party information aggregators such
stakeholders such as the SEC, IRS,as Edgar Online and Yahoo Finance. Currently,
industry-specific regulatory organizations, printedgiven the costs and limited resources, there may
annual reports and financial statements, PDF orbe more emphasis placed on getting information
HTML for publishing via the web, and creditfor larger cap companies than for smaller caps
applications to lenders. (1)since information on large caps may be more in
Obviously, preparing financial information fordemand. More efficient data collection should lower
various external audiences can be very timeoperating costs associated with custom data
consuming for the company as well as for thefeeds and reduce errors while allowing these
investor who needs to retype information forinstitutions to concentrate on adding value to the
analysis and aggregation into a database, not todata.
mention the typing errors that may getTHE STATUS OF THE XBRL IMPLEMENTATION
introduced during the process. Small-cap investorsBased on the U.S. Securities and Exchange
may have an especially difficult time obtaining fullCommission's recent proposal, SEC registrants
and accurate information for smaller companieswould be allowed to file their financial information
due to the limited resources dedicated to smallusing XBRL. On November 2, 2004, the XBRL
cap companies by third party data providers.International Steering Committee approved the
Many corporations spend an exorbitant amount ofrelease of the Financial Reporting Taxonomy
time creating financial statements with desktopArchitecture (FRTA) guidelines which became an
publishing tools, web design tools, wordofficial recommendation of XBRL International.
processors, spreadsheets, and templates thatXBRL International is a non-profit consortium
check their Edgar filings. Companies generally needwhose members include 250 of the world's leading
to use a combination of automated and manualaccounting, technology, financial services, and
systems to consolidate data for analysis andgovernment agencies concerned with business
reporting. Changes in reporting requirements orreporting. The FRTA guideline is a set of
the need to report in a second jurisdiction haverequirements and best practices for the
been constant sources of frustration for publicproduction of taxonomies that are used in financial
companies. Even as there has been increasingreporting. Currently, the U.S. chapter of XBRL
pressure to complete financial reports faster thanInternational is developing specific taxonomies for
before, corporations continue to use a multiplefinancial reporting purposes for broker-dealers,
incompatible programs to create and edit financialinvestment management, banking, oil and gas, and
exhibits for its various audiences. (2)commercial and industrial users among others.
HOW DOES XBRL WORK?It noteworthy, that strong support for the XBRL
XBRL is the financial and operational businessstandard appears to come from vendors of
reporting offshoot of the Extensible Markupfinancial reporting software. XBRL is an open
Language (XML) that uses tags based onstandard with no proprietary interfaces or hidden
standardized accounting industry definitions calledcosts that might otherwise impede adoption. Thus
taxonomies to describe and identify each item ofwe see software vendors moving to the XBRL
information in financial statements. Some comparestandard in developing and upgrading software
"XBRL tags" to the bar codes used to trackpackages. Systems integrators are beginning to
inventory and pricing information. Once XBRL tagswork with their various suppliers to enable a
are applied to the data within financial reports,smooth transition to the standard, including
that data can be quickly distributed in variousdiscussion of XBRL in promotional material and
formats without the need to retype. A singlewhite papers. Thus it would appear that some
XBRL document can be converted to printedvendors believe they can make an adequate
material, fed into an SEC database, published oncost-benefit argument in favor of adopting an
the Internet, or sent to a creditor for analysis.XBRL-based reporting solution.
Users can leverage those tags withCONCLUSION
XBRL-enhanced tools to automatically search forXBRL is gaining momentum and popularity in the
specific historical data in company financial reports.financial community and could someday be the
XBRL COMPONENTSelectronic standard for financial reporting on a
XBRL is a relatively complex technology and aglobal basis. Today, approximately 250 member
number of components are required to be inorganizations, including the FDIC, Fidelity
place in order for it to work. Once these variousInvestments, Dow Jones, Reuters, and other
components are in place, financial information andparticipants from both in and outside the United
supporting text from internal systems can beStates are involved in the XBRL initiative. As
expressed in a single specification.evidenced by their involvement in the XBRL
Taxonomy - A dictionary of data elementsadoption, there appears to be a growing level of
provides corporations reporting according to U.S.interest in the financial community, especially by
GAAP with the ability to produce financialinformation aggregators like Standard & Poors,
statements marked up in XBRL. A series ofReuters, EDGAR Online, and Moody's, largely due
taxonomies that represent an electronicto the expectation that XBRL will facilitate
description and classification system for thecollection, aggregation and publication of financial
contents of financial statements and otherdata of publicly held companies. While the XBRL
business reporting documents are required. Datainitiative currently enjoys the support of a large
Tagging and Document Preparation Software -number of major organizations, it is unclear just
This facilitates the tagging of raw data. Anhow extensive XBRL's use and adoption will be.
Instance Document - This is the term used for anWe believe wide spread XBRL adoption is
XBRL-tagged document. Schemas - Schemas areworthwhile, especially for small-cap companies.
used to validate XBRL-tagged document thatWhile there are many constituents that will benefit
follows the tagging rules for that document'sfrom the adoption of the XBRL format, we
taxonomy. Stylesheet - This allows thebelieve small-cap companies and their investors
XBRL-tagged document to be read or viewed inare likely to be the biggest winners. Even smaller
human-readable format. Linkbases - There arecompanies would likely experience a reduction
five different linkbases including: Calculationerroneous data entry and the elimination of some
linkbase, Presentation linkbase, Definition linkbase,costs for composing and processing internal and
Label linkbase, and Reference linkbase. Theseexternal financial reports. Yet for companies that
linkbases for each taxonomy file contain rules thatmay have been neglected by third-party
define the manner in which tagged elementsaggregators of financial information, the increased
relate to each other and how calculations orvisibility in the capital markets is even more
presentation elements should be handled.valuable. The availability of easily digested financial
Application Software - This should be able to loaddata on the small-cap company should help in
multiple data sources created using various toolsraising investment capital and gaining research
and provides quick comparisons of that data tocoverage. Such "small-cap" advantage would be an
the user.ironic twist in an environment where regulatory
Source: XBRL.organd policy reforms are often implemented with
BENEFITS OF XBRLlittle consideration for the adverse affects on
As a result of the XBRL rollout, the efficiency andsmaller public companies.
effectiveness of all business reporting processesENDNOTES
are likely to increase substantially. Forrester(1) "XBRL: Enabling Faster, More Transparent
Research estimates that $402 billion is spent eachFinancial Reporting", John O'Rourke and Michael J.
year in retyping financial information. In theMalwitz, Hyperion 2003. (2) "How XBRL Will
investment community there are manyChange Your Practice", Eric E. Cohen and Neal
constituents that will benefit from eliminating thoseHannon, The CPA Journal 2000.