Document Management System in Accounting

In this article, we seek to identify the tangibleresults in general benefits like:
business results that a good document- More efficient and lower cost storage and
management system in accounting could produce.retrieval of documents
We look first at the kinds of accounting, then at- Limiting access to documents only to authorized
the documents generated in accounting and finallypersons
examine how a document management system- Minimizing physical movement of documents.
could produce business results.We now look at the specific additional benefits
What Is Accounting?provided by a computerized DMS in different
We could see three broad pictures of accounting:areas of accounting.
- Financial Accounting is the recording, classification,Financial Accounting: There was a time when
summarization, interpretation and communicationdetails from original documents were laboriously
of financial information about a business. Thiscopied to "books of prime entry" like purchase
information is used by investors, lenders and taxand sales registers, cashbook and general journal.
officers as well as the managers of the businessThe transcription process continued with details
- Management Accounting involves identification ofbeing copied further into ledgers. Then came the
key business result areas and developing systemssummarization process, additions, extractions,
to measure, analyze and communicate informationlistings, classifications and the final accounts - all
(not confined to financial information) that helpsdone by hand.
managers of the business to make informedThen came computerized accounting and once
business decisions for improving the profitabilityyou entered the data from original documents
and growth of the businessinto the computer database, all the "books" and
- Accounting Practice is the provision ofstatements were immediately available. You could
accounting related services such as auditing andprint them out, if you wanted, or they could
tax consultancy by professional accountants toremain in digital format in the computer itself. This
their clients.was a big change in managing financial accounting
Other terms for accounting, such as costdocuments.
accounting (part of management accounting), fallManagement Accounting: Just add a few more
under one or other of the above broadcodes to each document, indicating the cost and
classifications.other categories it affected, and enter these also
Documents Generated in Accountinginto the computer. You could now sort the
Financial Accounting:transactions by these codes and generate
- Sales and Purchase Invoices with supportingmanagement information.
shipping and other documentsComputers also made it possible to generate
- Different kinds of evidential documents for cashextremely elaborate analyses that could not have
receipts and paymentsbeen made available in a timely manner under
- Documents supporting other kinds of businessmanual systems.
transactions (like returns of purchased or soldManagers could now just sit at their computers
items)and review reports that focused on the particular
- Documents supporting accounting adjustmentsaspects they are interested in. They could also
(like year end accounting of accrued expensesimport information into their own worksheets and
and income)process it to analyze aspects not adequately
- Contracts, agreements and correspondence thatcovered by standard reports.
clarify the terms and conditions on the basis ofAccounting Practice: The arrival of computers and
which ofthe above documents have beencomputerized accounting changed the process of
preparedauditing. Audit trails could be specifically
- Transaction records like Purchase and Salesprogrammed. Overall tests for reliability, patterns
Registers, Cash and Bank Books and Generaland trends could highlight problem areas speedily
Journaland accurately. Auditors could then focus on
- Ledgers that classify the transactions underthese problem spots.
relevant accountsTax returns could be prepared extremely fast,
- Accounts lists such as Trial Balance, Accountsbased on updated tax laws. Reference materials
Receivable and Accounts Payablewere available on computer media for fast
- Summary results such as Profit & Lossaccess.
Account, Funds Flow Statement and BalanceCustomer histories were also available in
Sheetcomputer databases, improving the quality of
- Different kinds of analyses to assess thework.
financial position of the businessBilling for time spent on each assignment could
Management Accounting:also be made far easier and accurate, and could
- Cost estimates by product, department andeven be automated to a degree.
cost elementArrival of the Web: With the arrival of universal
- Cost allocation documents that seek to assignInternet access and the Web, it was possible to
cost elements to cost centers, and then toenhance the processes:
products or services- Field staff could log in to company databases
- Cost reports that compare actual costs againstfrom anywhere in the world and gather correct
original estimatesand up to date information they need
- Analytical reports seeking to identify the- Accounting practice customers could also
reasons for variances between actual costs andsimilarly log in to their accounts from anywhere,
estimatesand check their tax returns and other documents
- Breakeven analyses to identifysecurely
Cost-Volume-Profit relationships- Communication and where necessary,
- Ad hoc analyses highlighting the implications ofcollaborative working, could be more effective
different business decision alternativeswith the enhanced facilities offered by the Web
- Other kinds of documents generated by the- Web-based specialist service providers could
current practices of product life cycle costing andrender services at lower costs than in-house staff
activity based costingin many cases
Accounting Practice:Business Benefits
- Audit worksheets for each client and accountingSpeedier processing of routine operations meant
yearthat managers and staff now had more time to
- Audit queries raised and clarifications receivedfocus on business result areas. And they could do
from client's managementthis in a more meaningful manner based on
- Audited accounts and reports thereoninformation generated through elaborate analyses
- Tax returns supported by computations ofpossible with computers. These changes have the
taxable incomepotential to increase business volumes.
- Documents relating to tax consultancy servicesImproved customer relationships could result with
- Documents relating to other assignmentsthe greater access and support provided to
received from clientscustomers.
- Accounting records relating to the practice itself,It was also possible now to reduce costs of
similar to those mentioned under Financialoperations in different ways, including outsourcing
Accounting and Management Accounting above,much of the work to specialist service providers.
tailored to the special characteristics of accountingGreater focus on business result areas, improved
practicecustomer service and lower costs lead to greater
Document Management System in Accountingprofitability and survivability for a business.
A good document management system typically