| Did you or someone you know get scammed by | | | | creates or increases a net operating loss in the |
| the famous Bernie Madoff, current King of the | | | | year the loss is deducted, the investor may carry |
| Ponzi schemes? If so, you might have some | | | | back that loss for up to three years, and carry |
| recourse for your losses via your tax return | | | | losses forward for up to 20 years. Great. What |
| filings. If you're embarrassed by what happened, | | | | should you do next; do you amend your past |
| you might be tempted to try to handle filing for | | | | three years' tax returns to capture more of the |
| these deductions yourself. But, do you know | | | | theft loss deduction? |
| enough about filing and amending tax returns to | | | | Solution #2: The 'Capital Loss' Claim |
| answer questions like these: | | | | What if you invested in Madoff indirectly? You |
| - Do you go back and amend all your prior-year | | | | know - those 'feeder' mutual funds that Bernie |
| tax returns, reversing all the income you claimed | | | | used to scam thousands more from folks like |
| from the fraudulent paper statements you | | | | you. Those losses do not qualify for the theft loss |
| received? | | | | deduction. According to the IRS, you have |
| - What if some of those prior years are "closed" | | | | incurred a capital loss. Capital losses may only be |
| to you now, because they are past the statute | | | | applied against all capital gains. In addition, you may |
| of limitations, which does not allow you to file an | | | | deduct up to $3,000 against other income. Losses |
| amended tax return? | | | | beyond your capital gains and the $3,000 limit |
| - Once you know the amounts you lost, do you | | | | have to be carried forward into future years. Do |
| know how to calculate the losses you can claim? | | | | you have the experience and technology to |
| - Do you know the difference between an IRS | | | | properly calculate and carry forward this kind of |
| theft loss and an IRS capital loss? | | | | information? Do you really want to have to |
| Solution #1: The 'Theft Loss' deduction | | | | manage this all yourself? |
| Well, the IRS felt your pain this year and decided | | | | Now that you know the IRS's two solutions for |
| to help you out. Really! The IRS published Rev | | | | how you might recoup some of your losses in the |
| Proc 2009-20, issuing safe harbor guidance on | | | | Bernie Madoff /Ponzi scheme, I encourage you or |
| how to treat "Ponzi" schemes like Madoff's. Under | | | | the victim you know to work with an |
| this ruling, such schemes are entitled to a theft | | | | experienced Tax Preparer or Certified Public |
| loss deduction under IRS Code Sec 165. In | | | | Accountant (CPA) to get all the tax breaks you |
| addition, IRS Rev Rul 2009-9 identifies that a | | | | deserve. |
| theft loss is deductible in the year it is discovered. | | | | It's always easier to prevent mistakes than it is |
| Does this mean you don't have to go back and | | | | to correct them after the fact. Working with an |
| amend your prior returns? Well, yes and no. | | | | experienced Tax Preparer or CPA can help |
| Before you know the answer, you have to | | | | protect you from these kinds of errors. The |
| identify the amount of your theft loss. According | | | | better lesson here is to NEVER deal with anyone |
| to IRS Code Sec 165, the amount of the theft | | | | who asks you to write an investment check |
| loss deduction includes the amount you invested | | | | directly to them or a company they control. But |
| directly with Madoff, less any amounts withdrawn | | | | you already knew that didn't you? |
| including reimbursements. More importantly, the | | | | These kinds of conversations are all part of our |
| deductible amount also includes any fictitious | | | | overall services to our clients at NCH Wealth |
| income that was reported to the investor in the | | | | Advisors. Please contact our office if you have |
| years prior to the discovery of the theft that | | | | any questions: 714-459-7020. We are happy to |
| was included in the investor's gross income, and | | | | help provide the direction you need. |
| subsequently reinvested in the scheme. Well, that | | | | Please feel free to pass this along to anyone you |
| sounds simple enough until you discover this: to | | | | think might benefit from this information. We |
| the extent an investor's theft loss deduction | | | | appreciate all referrals. |