Financial Statement Analysis

The financial statement analysis process providestools for comparing items that appear on financial
a systematic approach for extracting andstatements such as the income statement or the
evaluating the accounting information needed for abalance sheet, whether for one year or over
specific business purpose. Although every analysisseveral years. However, for a more in-depth
is different, the process used is likely to beanalysis of the relationships between these items,
similar. an analyst needs to examine certain commonly
The financial statement analysis process includesused financial ratios.
establishing the goal or goals that the analysis isRatios examine relationships rather than amounts.
supposed to achieve which helps draw theTherefore, a company of one size can be directly
analyst’s attention to the most relevantcompared with a second company, or companies,
information. Typical general goals include screening,that are of a different size or that operate in a
diagnosis, forecasting, and reconstruction. A fulldifferent business. If analysts compare published
review of the financial statements and the notesratios rather than self-calculated ratios, it is
produces a rounded view of the company andimportant for them to be aware of how published
may call attention to specific areas that should beratios have been calculated because not all
analyzed in detail. The selection of techniques toanalysts calculate ratios in exactly the same way.
generate the information required depends on theIn addition, analysts should look into not only ratios
goal of the analysis .As well as ratios, commonthat are below expectations, but also ratios that
techniques include common-size statements,are significantly better than expected. Exceptional
vertical analysis, and horizontal analysis. Theratios may be a result of decisions that sacrifice
application of appropriate techniques is often along-term profitability and growth for short-term
mechanical process, although care should be takenprofitability. Ratios are grouped into the following
that differences in ratio calculation, accountingbroad categories for analyzing financial
policies, asset valuation, and so on are understoodstatements: profitability, efficiency, liquidity and
so that a valid comparison between companiesleverage.
can be made. Finally, interpretation of the resultsA company’s ability to operate profitably is
requires putting the results in context- forcrucial to its survival as a going concern.
example, by comparing results with industryCommonly used GAAP-based profitability ratios
benchmarks. are net profit margin, return on assets, return on
One technique used for analyzing financialequity, and the DuPont identity. 
statements is vertical analysis. It can be difficult toEfficiency ratios concentrate on how well the
see even basic financial relationships when lookingcompany manages and uses its assets. The
at the numerical values in a company’sDuPont identity shows that one efficiency
financial statements. Therefore, it is helpful toratio-asset turnover- is a component of both
construct common-size statements and performROA and ROE. Two additional turnover ratios, the
a vertical analysis in order to look for any unusualaccounts receivable ratio and the inventory
percentages in the common-size statements thatturnover ratio, are typically used in the
identify items that have an excessively large orGAAP-based efficiency analysis. 
small value when considered relative to otherLiquidity refers to a company’s ability to
values reported in the same accounting period.convert assets into cash in order to satisfy its
Both single period and multiple period verticalobligations. The ability to meet current obligations
analyses can be used.on time is important to all companies. It can be
Another technique used for analyzing financialmeasured using working capital, the current ratio
statements is horizontal analysis. It involvesand the acid test ratio.
making comparisons across two or more yearsOne of the most commonly used measures of
of financial statements data. Although horizontalfinancial leverage in financial statement analyses is
analysis techniques can be applied to the balancethe debt-to-equity ratio. Another view of how a
sheet to quantify the changes in current or totalcompany has financed its assets is provided by
assets over time, this type of analysis is usuallythe company’s debt-to-assets ratio. 
focused on quantifying the changes in aThe financial statements provide the information
company’s profitability over time. necessary for the company to manage its
Both vertical and horizontal analyses are excellentworking capital.