Accounting Police: Do They Exist?

Who created accounting principles? Who sets andcountries no doubt have similar organizations that
revises accounting standards? What if yourequire high levels of accounting professional
don’t follow all the rules, do you go to jail? Isconduct.
there an accounting police force that investigatesFASB established an accounting code called
and arrests violators? It would seem that there“Generally Accepted Accounting Principles”
must be some regulatory force to make sureor (GAAP). The assumption is that if a business
that providers of financial statements conform tofinancial statement is prepared according to
the rules. There is, up to a point, and here is howGAAP, then the user of that financial statement
it works:could rely on or trust the information more readily
Mainly, it’s all voluntary and it works prettythan if not prepared according to GAAP. Those
well. First, double-entry accounting originated inbusinesses that deviate from GAAP, and many
Italy in the 1400’s, so it’s been aroundsmaller businesses do, cannot say that their
awhile. Accounting principles have evolved overstatements are prepared under GAAP; in fact,
the years just as have accounting standards. Thethey should inform the reader that they are not.
reason why the system works is that theHowever, let the buyer beware.
business community could not function if thereOne governmental body that has a policing
was not commonality and consistency in financialfunction is the Securities Exchange Commission
statement reporting. It would be chaos, much like(SEC). It is primarily concerned with public
if there were no driving rules of the road.companies because their job is to protect
Therefore, in the United States, a body ofinvestors from unscrupulous acts. Recently, the
experts known as the Financial AccountingSEC has gotten into the act of establishing
Standards Board (FASB pronounced Fasbee) wasaccounting standards. It has its hands full today.
established in 1973, which superseded anotherSince most businesses use their financial
board called the Accounting Principles Board (APB).statements to prepare their required income tax
The FASB members go through a lengthyreturns, the Internal Revenue Service (IRS) may
process of analyzing and reviewing problems inaudit those tax returns and review the financial
the accounting field that are brought to them.statements upon which the tax returns are based.
After much thought, they will make aNot following the rules can get you in trouble with
pronouncement as to what they think the new orthis governmental body.
revised way of approaching the treatment of anYou can see that in many ways compliance to
accounting issue should be.the principles and standards is a mixture of
They are a non-governmental organization thatvoluntary and regulatory behavior. Currently, there
has private financing. A big supporter of FASB isis an effort underway to set international
the American Institute of Certified Publicaccounting standards due to the inexorable
Accountants (AICPA). Many Certified Publicglobalization process. This is a massive undertaking
Accountants (CPAs) belong to this prestigiousthat will take years, but it is obviously necessary
organization and are obligated to abide by itsand inevitable.
guidelines and principles of behavior. Other