Accounting Police: Do They Exist?

Who created accounting principles? Who sets andbehavior. Other countries no doubt have similar
revises accounting standards? What if you don'torganizations that require high levels of accounting
follow all the rules, do you go to jail? Is there anprofessional conduct.FASB established an
accounting police force that investigates andaccounting code called "Generally Accepted
arrests violators? It would seem that there mustAccounting Principles" or (GAAP). The assumption
be some regulatory force to make sure thatis that if a business financial statement is prepared
providers of financial statements conform to theaccording to GAAP, then the user of that financial
rules. There is, up to a point, and here is how itstatement could rely on or trust the information
works:Mainly, it's all voluntary and it works prettymore readily than if not prepared according to
well. First, double-entry accounting originated inGAAP. Those businesses that deviate from
Italy in the 1400's, so its been around awhile.GAAP, and many smaller businesses do, cannot
Accounting principles have evolved over the yearssay that their statements are prepared under
just as have accounting standards. The reasonGAAP; in fact, they should inform the reader that
why the system works is that the businessthey are not. However, let the buyer beware.One
community could not function if there was notgovernmental body that has a policing function is
commonality and consistency in financialthe Securities Exchange Commission (SEC). It is
statement reporting. It would be chaos, much likeprimarily concerned with public companies because
if there were no driving rules of thetheir job is to protect investors from
road.Therefore, in the United States, a body ofunscrupulous acts. Recently, the SEC has gotten
experts known as the Financial Accountinginto the act of establishing accounting standards. It
Standards Board (FASB pronounced Fasbee) washas its hands full today.Since most businesses use
established in 1973, which superseded anothertheir financial statements to prepare their required
board called the Accounting Principles Board (APB).income tax returns, the Internal Revenue Service
The FASB members go through a lengthy(IRS) may audit those tax returns and review the
process of analyzing and reviewing problems infinancial statements upon which the tax returns
the accounting field that are brought to them.are based. Not following the rules can get you in
After much thought, they will make atrouble with this governmental body.You can see
pronouncement as to what they think the new orthat in many ways compliance to the principles
revised way of approaching the treatment of anand standards is a mixture of voluntary and
accounting issue should be.They are aregulatory behavior. Currently, there is an effort
non-governmental organization that has privateunderway to set international accounting
financing. A big supporter of FASB is thestandards due to the inexorable globalization
American Institute of Certified Public Accountantsprocess. This is a massive undertaking that will
(AICPA). Many Certified Public Accountants (CPAs)take years, but it is obviously necessary and
belong to this prestigious organization and areinevitable.
obligated to abide by its guidelines and principles of